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Organization Chart

Department functions
Startup Incubation Department- Promoting the Go Incubation Board for Startup and Acceleration Firms (GISA) and other related services, in addition to planning for future marketization.
- Draft, study, and propagate related rules and regulations.
Listing Examination Department- Examine stocks and derivatives under application for TPEx listing or emerging stock registration.
- Draft, study, and propagate related rules and regulations.
Listing Supervision Department- Supervise and administer stock issuers.
- Supervise and propel listed companies on the issues of internal control, corporate governance, and sustainability.
- Draft, study, and propagate related rules and regulations.
Trading Department- Manage trading and settlement operations for TPEx traded stocks and derivatives, gold, and listed open ended funds.
- Draft, study, and propagate related rules and regulations.
Market Surveillance Department- Execute trading market surveillance and investigation.
- Draft, study, and propagate related rules and regulations.
Bond Department- Handle the TPEx listing of bonds and derivative products and administration of their issuers.
- Manage trading and settlement operations for bonds and derivatives.
- Draft, study, and propagate related rules and regulations.
Information Department- Produce and channel TPEx trading information and statistical data.
- Plan and develop computer systems of TPEx listed stocks and related software applications.
- Plan and develop computer trading system of emerging market stocks, bonds, and over-the counter derivatives.
- Administer trading data, files, and servers.
Intermediaries Service Department- Financial/Operational management and auditing of securities firms trading on the TPEx.
- Servicing and managing securities firms/personnel trading on the TPEx.
Administration Department- Oversee board meeting agendas, file and document disposal management, and chop management.
- Purchase, hold, and maintain contract services and assets.
- Review contracts and business regulations, and propose suggestions on legal matters.
- Oversee personnel and accounting affairs.
Strategy & International Relations Department- Marketing, research and development, and project planning.
- Liaison for exchanging information with international securities-related organizations.
- Host, co-sponsor, and participate in international conferences.
- Public and media relations.
Internal Audit Office- Administer, review and plan the internal auditing as well as the internal controls of the TPEx.
- Propose suggestion of internal audit and internal control matters.