Taipei Exchange

Administrative Delegation

Statutory basis for administrative delegation

These provisions are adopted per 27 October 2014 Public Announcement No. Financial-Supervisory-Securities-Corporate-10300416757 and 16 November 2015 Public Announcement No. Financial-Supervisory-Securities-Corporate-10400443526 and 15 April 2021 Public Announcement No. Financial-Supervisory-Securities-Corporate-11003362463 of the Financial Supervisory Commission; Article 11-1 of the "Regulations Governing the Offering and Issuance of Securities by Securities Issuers"; and Article 9-1 of the "Regulations Governing the Offering and Issuance of Securities by Foreign Issuers".

Applicability

This section applies to the reporting, cancellation, termination, and modification of initial public offerings (including any simultaneously arranged cash issues), first-time listing of cash-issued shares, initial public offering by a foreign issuer (for ESM Registered and TPEx Primary Listed Companies), cash issues arranged by foreign issuers before their initial TPEx listing, TPEx listed companies and TPEx primary listed companies filing for registration of issuing new shares due to merger, new shares due to receiving transfer of shares of another company, new shares in connection with an acquisition or demerger conducted in accordance with laws, private placement of public issuance or capital reduction, and registration of straight corporate bond issuance by issuers and foreign issuers.

TPEx Processing Guidelines

"Taipei Exchange Procedures for the Registration of the Offering and Issuance of Securities by Domestic and Foreign Securities Issuers"