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Securities Firms

Governing Regulations

DocumentDownloadUpdate
Taipei Exchange Rules Governing the Operation by Securities Firms of the Business of Proprietary Trading of Security Tokens
Download2022.05.10
Taipei Exchange Rules Governing Information to Be Published in Prospectuses for Applications for Security Token Offerings for Over-the-Counter Trading
Download2020.04.16
The Accounting Guidelines of Security Token Offerings
Link2020.04.15
The Auditing Guidelines of Security Token Offerings
Link2020.04.15
FAQ of STO (Issuance)
Download2022.05.10
FAQ of STO (Trading)
Download2020.04.21
FAQ of STO (Securities Firm Management)
Download2020.04.21