Taipei Exchange

The board of directors is the highest executive body of the TPEx. The chairman convenes and presides over board meetings, and represents the organization as a whole. Under the board of directors, one president & CEO manages organization business, while one or two Deputy CEOs along with one Secretary General assist the president & CEO. The TPEx has departments for Startup Incubation, Listing Examination, Listing Supervision, Trading, Market Surveillance, Bond, Information, Intermediaries Service, Administration, Strategy & International Relations as well as an Internal Audit Office that reports directly to the Board of Directors.

Organization Chart

Department functions

Startup Incubation Department
• Promoting the Go Incubation Board for Startup and Acceleration Firms (GISA) and other related services, in addition to planning for future marketization.
• Draft, study, and propagate related rules and regulations.

Listing Examination Department
• Examine stocks and derivatives under application for TPEx listing or emerging stock registration.
• Draft, study, and propagate related rules and regulations.

Listing Supervision Department
• Supervise and administer stock issuers.
• Supervise and propel listed companies on the issues of internal control, corporate governance, and sustainability.
• Draft, study, and propagate related rules and regulations.

Trading Department
• Manage trading and settlement operations for TPEx traded stocks and derivatives, gold, and listed open ended funds.
• Draft, study, and propagate related rules and regulations.

Market Surveillance Department
• Execute trading market surveillance and investigation.
• Draft, study, and propagate related rules and regulations.

Bond Department
• Handle the TPEx listing of bonds and derivative products and administration of their issuers.
• Manage trading and settlement operations for bonds and derivatives.
• Draft, study, and propagate related rules and regulations.

Information Department
• Produce and channel TPEx trading information and statistical data.
• Plan and develop computer systems of TPEx listed stocks and related software applications.
• Plan and develop computer trading system of emerging market stocks, bonds, and over-the counter derivatives.
• Administer trading data, files, and servers.

Intermediaries Service Department
• Financial/Operational management and auditing of securities firms trading on the TPEx.
• Servicing and managing securities firms/personnel trading on the TPEx.

Administration Department
• Oversee board meeting agendas, file and document disposal management, and chop management.
• Purchase, hold, and maintain contract services and assets.
• Review contracts and business regulations, and propose suggestions on legal matters.
• Oversee personnel and accounting affairs.

Strategy & International Relations Department
• Marketing, research and development, and project planning.
• Liaison for exchanging information with international securities-related organizations.
• Host, co-sponsor, and participate in international conferences.
• Public and media relations.

Internal Audit Office
• Administer, review and plan the internal auditing as well as the internal controls of the TPEx.
• Propose suggestion of internal audit and internal control matters.