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Market Announcement
TPEx imposes demerit points on the recommending securities firm.
Date: 2020/11/27
I.Names of recommending securities firms subject to imposition of demerit points, name of TPEx listing or Emerging Stock Board case involved and demerit points imposed (date of imposition):
First Securities Inc: Art Emperor Technology & Culture Co., Ltd – 3 points (November 27, 2020)
II.Handling status: In accordance with Article 8 of the Taipei Exchange Regulations for Handling Deficiencies in an Assessment Report, Concluding Opinion, or Related Information Submitted by a Securities Firm.
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