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Taipei Exchange

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Security Characteristics
Name of ETN Yuanta TPEx ESG LDR ETN
Security Type Exchange Traded Note (ETN)
Underlying Index TIP Customized TPEx ESG Market Leader Total Return Index
Securities Code 020040
Website http://www.warrantwin.com.tw/prod/ETN
Listing Taipei Exchange
Regulator Securities and Futures Bureau
Issuer/Manager Yuanta securities Co., Ltd
Issue of Units Scripless, units held in the Depository and not available for withdrawal in physical form
Depository Taiwan Depository & Clearing Corporation
Investor Fees 0.99% annually
Distribution None
Trading in the Secondary Market
Buy/sell Through any licensed securities broker
Account Opening Need to open a securities trading account with a brokerage house
Commission Same as for ordinary stocks
Board lot 1,000 units
Trading time 9:00 – 13:30
Tax 0.1% levied on the sale of the ETN
Bid/ask spread NTD 0.01 if the price of the ETN is less than NTD 50
NTD 0.05 if the price of the ETN is above NTD 50
Limit up and down 10%, same as that for stocks
TPEX Information Disclosure
Margin Trading None
Subscription and Redemption in the Primary Market
Subscription and redemption Cash subscription, cash redemption
Purchase and repurchase File (PRF) PRF will be disclosed through the TWSE purchase and repurchase platform to all securities brokers
Order input time 9:00 – 12:00 on each dealing day
Tax No tax is levied on redemption
Subscription Unit / Redemption Unit Redemption:100,000 units
Placement of subscription and redemption orders Through any licensed securities broker
Subscription Price / Redemption Price Indicative Value per unit on the day of subscription / redemption
Subscription consideration / Redemption consideration The Total Amount of Cash Subscription = Cash Subscription Amount + Subscription Fee
The Total Amount of Cash Redemption= Cash Redemption Amount- Redemption Fee
Types of subscription Cash subscription
Types of redemption Cash redemption
Subscription and redemption fee Subscription fee: 0.25% of the subscription amount.
Sellback fee: 1% of the sellback amount.