Year of Application Receipt :  
Date of Application Receipt Case Status Company Name ETF Name Matters Registered Fund Custodian Institution Currency Denomination Amount
(100 million)
Issue price Issuing area Investment area Date of Correction Made by Issuer to Rectify Insufficiency Date of Suspension of Effectiveness Date of Revocation of Suspension Date of Effective Registration Effective Registration Period Date of Voiding or Revocation of an Effective Registration Date of Withdrawal of Registration by Issuer Date of Application Rejection Remark
2024/05/03 Yuanta Securities Investment Trust Co., Ltd Yuanta U.S. Treasury 20+ Year Bond ETF Follow-on offering(15) Hua Nan Commercial Bank TWD 200 40.00 Domestic Foreign 2024/05/14 7-day basis
2024/04/23 Effective Cathay Securities Investment Trust Cathay U.S. Treasury 20+ Year ETF Fund Follow-on offering(11) E.SUN COMMERCIAL BANK LTD. TWD 200 40.00 Domestic Foreign 2024/05/03 7-day basis
2024/04/16 Effective CAPITAL INVESTMENT TRUST CORP. Capital ICE ESG 20+ Year BBB US Corporate ETF Follow-on offering(6) Chang Hwa Commercial Bank Ltd. TWD 195 15.00 Domestic Foreign 2024/04/25 7-day basis
2024/04/15 Effective Yuanta Securities Investment Trust Yuanta U.S. Treasury 20+ Year Bond ETF Follow-on offering(14) Hua Nan Commercial Bank TWD 200 40.00 Domestic Foreign 2024/04/24 7-day basis
2024/04/08 Effective Yuanta Securities Investment Trust Yuanta US 20+ Year BBB Corporate Bond ETF Follow-on offering(9) Bank SinoPac TWD 200 40.00 Domestic Foreign 2024/04/17 7-day basis
2024/04/08 Effective Cathay Securities Investment Trust Cathay U.S. Treasury 20+ Year ETF Fund Follow-on offering(10) E.SUN COMMERCIAL BANK LTD. TWD 200 40.00 Domestic Foreign 2024/04/17 7-day basis
2024/03/28 Effective SinoPac Securities Investment Trust SinoPac ICE 20+ Year US Treasury ETF Follow-on offering(1) CTBC BANK TWD 200 40.00 Domestic Foreign 2024/04/10 7-day basis
2024/03/26 Effective CAPITAL INVESTMENT TRUST CORP. Capital ICE ESG 20+ Year BBB US Corporate ETF Follow-on offering(5) Chang Hwa Commercial Bank Ltd. TWD 195 15.00 Domestic Foreign 2024/04/08 7-day basis
2024/03/26 Effective CAPITAL INVESTMENT TRUST CORP. Capital ICE 15+ Year AAA-AA Us Corporate Exchange Traded Fund Follow-on offering(2) E.SUN COMMERCIAL BANK LTD. TWD 200 40.00 Domestic Foreign 2024/04/08 7-day basis
2024/03/20 Effective Yuanta Securities Investment Trust Yuanta U.S. Treasury 20+ Year Bond ETF Follow-on offering(13) Hua Nan Commercial Bank TWD 200 40.00 Domestic Foreign 2024/03/29 7-day basis
2024/03/19 Effective Cathay Securities Investment Trust Cathay U.S. Treasury 20+ Year ETF Fund Follow-on offering(9) E.SUN COMMERCIAL BANK LTD. TWD 200 40.00 Domestic Foreign 2024/03/28 7-day basis
2024/03/15 Effective Yuanta Securities Investment Trust Yuanta US 20+ Year BBB Corporate Bond ETF Follow-on offering(8) Bank SinoPac TWD 200 40.00 Domestic Foreign 2024/03/26 7-day basis
2024/03/15 Effective Yuanta Securities Investment Trust Yuanta US 20+ Year AAA-A Corporate Bond ETF Follow-on offering(9) Hua Nan Commercial Bank TWD 200 40.00 Domestic Foreign 2024/03/26 7-day basis
2024/03/11 Effective CTBC INVESTMENTS CO. LTD. CTBC U.S. Treasury 20+ Year Bond ETF Follow-on offering(3) Bank SinoPac TWD 200 40.00 Domestic Foreign 2024/03/20 7-day basis
2024/03/07 Effective CTBC INVESTMENTS CO. LTD. CTBC Bloomberg USD Corporate 10+ Year High Grade Capped Bond ETF Follow-on offering(8) Bank SinoPac TWD 200 40.00 Domestic Foreign 2024/03/18 7-day basis
2024/03/05 Effective CAPITAL INVESTMENT TRUST CORP. Capital ICE ESG 20+ Year BBB US Corporate ETF Follow-on offering(4) Chang Hwa Commercial Bank Ltd. TWD 195 15.00 Domestic Foreign 2024/03/14 7-day basis
2024/03/05 Effective CAPITAL INVESTMENT TRUST CORP. Capital ICE 25+ Year US Treasury Exchange Traded Fund Follow-on offering(3) CTBC Bank TWD 200 40.00 Domestic Foreign 2024/03/14 7-day basis
2024/03/04 Effective Yuanta Securities Investment Trust Yuanta U.S. Treasury 20+ Year Bond ETF Follow-on offering(12) Hua Nan Commercial Bank TWD 200 40.00 Domestic Foreign 2024/03/13 7-day basis
2024/03/01 Effective Cathay Securities Investment Trust Cathay U.S. Treasury 20+ Year ETF Fund Follow-on offering(8) E.SUN COMMERCIAL BANK LTD. TWD 200 40.00 Domestic Foreign 2024/03/12 7-day basis
2024/02/26 Effective Yuanta Securities Investment Trust Yuanta US 20+ Year BBB Corporate Bond ETF Follow-on offering(7) Bank SinoPac TWD 200 40.00 Domestic Foreign 2024/03/07 7-day basis
2024/02/26 Effective Yuanta Securities Investment Trust Yuanta US 20+ Year AAA-A Corporate Bond ETF Follow-on offering(8) Hua Nan Commercial Bank TWD 200 40.00 Domestic Foreign 2024/03/07 7-day basis
2024/02/20 Effective Cathay Securities Investment Trust Cathay US Corporate 10+ Years Banking ETF Follow-on offering(2) Chang Hwa Commercial Bank Ltd. TWD 195 15.00 Domestic Foreign 2024/03/01 7-day basis
2024/02/02 Effective Yuanta Securities Investment Trust Yuanta U.S. Treasury 20+ Year Bond ETF Follow-on offering(11) Hua Nan Commercial Bank TWD 200 40.00 Domestic Foreign 2024/02/22 7-day basis
2024/02/01 Effective Cathay Securities Investment Trust Cathay U.S. Treasury 20+ Year ETF Fund Follow-on offering(7) E.SUN COMMERCIAL BANK LTD. TWD 200 40.00 Domestic Foreign 2024/02/21 7-day basis
2024/01/31 Effective CAPITAL INVESTMENT TRUST CORP. Capital ICE ESG 20+ Year BBB US Corporate ETF Follow-on offering(3) Chang Hwa Commercial Bank Ltd. TWD 195 15.00 Domestic Foreign 2024/02/20 7-day basis
2024/01/23 Effective Cathay Securities Investment Trust Specification of Cathay BBB Corporate bond ex China Coupon 4.5% 10Yr+ 20% Sector Capped ETF Fund Follow-on offering(6) E.SUN COMMERCIAL BANK LTD. TWD 200 40.00 Domestic Foreign 2024/02/01 7-day basis
2024/01/09 Effective Cathay Securities Investment Trust Cathay U.S. Treasury 20+ Year ETF Fund Follow-on offering(6) E.SUN COMMERCIAL BANK LTD. TWD 200 40.00 Domestic Foreign 2024/01/18 7-day basis
2024/01/05 Effective CAPITAL INVESTMENT TRUST CORP. Capital ICE ESG 20+ Year BBB US Corporate ETF Follow-on offering(2) Chang Hwa Commercial Bank Ltd. TWD 195 15.00 Domestic Foreign 2024/01/16 7-day basis
2024/01/04 Effective CAPITAL INVESTMENT TRUST CORP. Capital ICE BofA 15+ Year US Telecommunications Index Exchange Traded Fund Follow-on offering(3) CTBC Bank TWD 200 40.00 Domestic Foreign 2024/01/15 7-day basis