Securities exempted from SBL short selling price constraint
The information provided below is available since 2013/09.
Stock Code Stock Name Banned
from
margin
short
selling
Banned
from
SBL
short
selling
Subject
to
uptick
rule
  1. The securities listed above are eligible for margin purchase and short sale, excepting for those which have not been qualified yet, or being suspended pursuant to the articles 4 and 5 of “Standards Governing Eligibility of Securities for Margin Purchase and Short Sale”.
  2. Banned from margin short selling*: The securities are eligible for margin purchase and short sale but the short selling is suspended temporarily pursuant to relative rules.
  3. Banned from SBL short selling*: Short sales ban in effect when the balance of securities borrowed and sold reaches threshold of the total outstanding shares of that given security.
  4. Subject to Uptick rule: Uptick rule is in effect when the previous day’s closing price reaches the limit down price, or the price is the lowest recorded sell order at market close of the previous trading day (and no trade is executed), such that short sales must be entered at a price equal to or above a stock's the previous day’s closing price for the following trading day.