Rules and Regulations
Please refer to Law Source Retrieving System of Stock Exchange and Futures Trading for related regulations
Financial Supervisory Commission Regulations
| Title |
|---|
| 1 | Regulations Governing Securities Investment Trust Funds |
| 2 | Regulations Governing Futures Trust Funds |
| 3 | Standards Governing Eligibility of Securities for Margin Purchase and Short Sale |
TPEx Rules
| Title | Download | Download (ODF) |
|---|
| 1 | Taipei Exchange Rules Governing Securities Trading on the TPEx | - | |
| 2 | Taipei Exchange Rules Governing the Review of Exchange-Traded Fund Beneficial Certificates for Trading on the TPEx | - | |
| 3 | Taipei Exchange Procedures for Verification and Disclosure of Material Information of Securities Investment and Futures Trust Enterprises of TPEx Listed Exchange-Traded Funds | - | |
| 4 | Taipei Exchange Securities Listing Fee Rates | - | |
| 5 | Taipei Exchange Directions for the Recognition of the Qualifications of Underlying Indexes of Exchange-Traded Funds | - | |
| 6 | Taipei Exchange Rules Governing Trading of Exchange-Traded Fund Beneficial Certificates | - | |
| 7 | Taipei Exchange Directions for Creation and Redemption of Exchange Traded Fund Beneficial Certificates | - | |
| 8 | Risk Disclosure Statement for Trading and Subscription and Buyback of Exchange Traded Fund Beneficial Certificates | Download | |
| 9 | Taipei Exchange Extraordinary Risk Disclosure Statement for the Trading and Creation / Redemption of Exchange-Traded Futures Trust Fund Beneficial Certificates | Download | Download |
| 10 | Taipei Exchange Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficial Certificates | - | |
| 11 | Taipei Exchange Operating Procedures Governing the Split and Reverse Split of Beneficial Certificates of Exchange Traded Funds Traded on the TPEx | - | |
| 12 | Taipei Exchange Rules Governing the Review of Call (Put) Warrants for Trading on the TPEx | - | |
| 13 | Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities | - | |
| 14 | Taipei Exchange Operational Procedures for the Commissioned Handling of Cases of Public Offerings of Exchange-Traded Funds by Securities Investment Trust Enterprises | - | |
| 15 | Taipei Exchange Operational Rules Governing the TPEx Exchange-Traded-Fund Request for Quote Platform | - | |
TDCC Rules
| Title |
|---|
| 1 | Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) |
| 2 | Taiwan Depository & Clearing Corporation Directions for the Handling by Participants of Book-Entry Transfer Operations for the Beneficial Certificates of Exchange-Traded Funds and Futures Exchange-Traded Funds |