Rules and Regulations

Financial Supervisory Commission Regulations
  Title Link
1 Regulations Governing Securities Investment Trust Funds  Link
2 Regulations Governing Futures Trust Funds  Link
3 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale  Link
TPEx Rules
  Title Link
1 Taipei Exchange Rules Governing Securities Trading on the TPEx  Link
2 Taipei Exchange Rules Governing the Review of Exchange-Traded Fund Beneficial Certificates for Trading on the TPEx  Link
3 Contract for Beneficial Certificates of Exchange-Traded Fund for Trading on the TPEx  Link
4 Application for Listing on the TPEx of Beneficial Certificates of Exchange-Traded Funds  Download
5 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Securities Investment and Futures Trust Enterprises of TPEx Listed Exchange-Traded Funds  Link
6 Taipei Exchange Securities Listing Fee Rates  Link
7 Taipei Exchange Directions for the Recognition of the Qualifications of Underlying Indexes of Exchange-Traded Funds  Link
8 Application for the Letter of Consent of the Qualifications of Underlying Indexes of Exchange-Traded Funds  Download
9 Taipei Exchange Rules Governing Trading of Exchange-Traded Fund Beneficial Certificates  Link
10 Taipei Exchange Directions for Creation and Redemption of Exchange Traded Fund Beneficial Certificates  Link
11 Taipei Exchange Extraordinary Risk Disclosure Statement for the Trading and Creation / Redemption of Exchange-Traded Futures Trust Fund Beneficial Certificates  Download
12 Taipei Exchange Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficial Certificates  Link
13 Taipei Exchange Eligibility Checklist for Liquidity Providers of Exchange-Traded Fund Beneficial Certificates  Download
14 Taipei Exchange Rules Governing the Review of Call (Put) Warrants for Trading on the TPEx  Link
15 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities  Link
TDCC Rules
  Title Link
1 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC)  Link
2 Taiwan Depository & Clearing Corporation Directions for the Handling by Participants of Book-Entry Transfer Operations for the Beneficial Certificates of Exchange-Traded Funds and Futures Exchange-Traded Funds  Link