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Regulation Revised Information

The amendment of “Taipei Exchange Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets” and “Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms” take effect from the date of promulgation.

Date:2024/04/16

In order to improve the risk management for trading in the Over-the-counter Markets and protect the interests of Securities Firms’ shareholders, TPEx announced that it has amended the Article 11-2 of ” Taipei Exchange Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets” and the Article 41-1 of ” Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms”. Securities Firms should manage conflicts of interest properly.